Cindy Petlock, Richard Carleton and Dan Kessous (Aequitas NEO Exchange Inc., CNSX Markets Inc. and Nasdaq CXC Limited)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Maple Group Acquisition Corporation
Marchés, OAR et agences de compensation
Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Material Amendments to CDS Participant Rules related to China Bond Link – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
MFDA - Calculation of Risk Adjusted Capital (Rules 3.2.2, 3.2.5 and Form 1)
Marchés, OAR et agences de compensation
Notice and Request for Comments – Material Amendments to CDS Participant Rules Related to the Removal of the CPP Cap for CDS Participants who use CNS – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Request for Comment – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Policy Statements and MFDA Financial Questionnaire and Report – Form 1 – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA Rule 1.1.7 (Business Names, Styles, etc.) – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
Housekeeping Amendments to MFDA Rule 4 – Insurance – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – CDCC Interface – Phase 2 – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comments – Material Amendments to CDS Procedures – Enhancements to the CNS Allotment and Conversion Process – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Procedures – Enhancements to the CNS Allotment Process – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Request for Comments – Material Amendments to CDS Procedures Relating to Enhancements to the ATON Mutual Fund Transfer Requests Process – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Material Amendments to CDS Procedures – Decommissioning of NSCC’s OTC Comparison Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to CDS’ Outsourcing Agreement – Canadian Depository for Securities Limited
Marchés, OAR et agences de compensation
Notice of Commission Approval – Material Amendments to CDS Rules – Disclosure of Participant Information – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comments – Material Amendments to CDS Procedures – Enhancements to the CNS Allotment Process – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comments – Material Amendments to CDS Rules & Procedures – CDCC Interface – Phase 2 – Partial Settlement – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
