Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Item – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Items for QST Rate Change – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures Relating to Change to Recent Period for FINet Loss Allocation – CDS Clearing and Depository Services Inc.
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Notice of Approval – Application to Vary Recognition and Designation Order – Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules – Electronic Payment of Entitlements – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Procedures – Change to Recent Period for FINet Loss Allocation – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Direct Registration Eligibility – CDS Clearing and Depository Services Inc.
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Housekeeping Amendments to MFDA Rule 2.3 – Power of Attorney / Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Rule 2.3 – Power of Attorney / Limited Trading Authorization – Mutual Fund Dealers Association of Canada (MFDA)
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Approved Amendments to Section 11 of MFDA By-law No. 1 – Member Approval Process – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Material Amendments to CDS Rules – Requirement for Uncertificated Withdrawal of Securities – CDS Clearing and Depository Services Inc.
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Notice of Withdrawal – Material Amendments to CDS Procedures – Class Code for Federally Guaranteed Securities – CDS Clearing and Depository Services Inc.
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Request for Comment – Material Amendments to CDS Procedures – Due Bill Processing in Canada – CDS Clearing and Depository Services Inc.
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Summary of Public Comments Respecting Proposed Amendments to MFDA Rule 2.2 (Client Accounts) and MFDA Policy No. 2 Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Housekeeping Amendments to MFDA By-Law No. 1, Section 23, Regarding Co-operation with Other Authorities – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA Internal Control Policy Statements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA Financial Questionnaire – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA Rule 2.2.1 Regarding "Know-Your-Client" Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendment to MFDA Rule 2.2.1 Regarding "Know-Your-Client" – Mutual Fund Dealers Association of Canada (MFDA)
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Housekeeping Amendment to MFDA Internal Control Policy Statements – Mutual Fund Dealers Association of Canada (MFDA)
Marchés, OAR et agences de compensation
